About

Imhoff Consulting Project LLC is a New Hampshire limited liability company formed in 2006 that specializes in providing compliance services to registered broker-dealers. The company was founded by Sharon Imhoff.

Since 1986, Sharon Imhoff has worked in and around the securities industry. She began her career in New York City as an analyst with Kidder, Peabody & Co.; from there she became a private placement specialist for Alex. Brown & Sons and a regional broker-dealer, offering high-yield, middle market investments to institutional investors. Ms. Imhoff later founded and operated an NASD (now FINRA) member firm specializing in mortgage-backed derivatives; she managed all compliance functions for this small firm, including acting as registered FINOP.

Since the year 2000 Ms. Imhoff has been a dedicated compliance specialist. While pre-viously employed by a nationally-known compliance services firm, she independently drafted and updated written supervisory procedures and anti-money laundering compliance programs. In addition, Ms. Imhoff has managed and performed over 100 branch office examinations, on-site independent examinations of AML programs and mock FINRA exams for a wide variety of brokerage firms. She has also conducted custom research and writing for firms with specific regulatory needs, such as for CMA filings. Her familiarity with securities regulations is a result of years of dedication and proven success. Through independent research, on-going experience in the field, interaction with regulatory personnel and attendance at FINRA conferences and programs such as the FINRA Institute at Wharton Certificate Program, Ms. Imhoff remains attuned to the current, changing state of securities regulation.