(Besides what Occupy Wall Street is really all about.)

Please go to www.facebook.com/icp.llc for commentary and reminders. ...like,

• How you, the CCO of your small firm, will be held accountable for not following up on Letters of Caution.
• The importance of reviewing mark-ups/downs, even if they don't exceed the 5% policy.
• Your obligation to file Annual Audited Reports electronically to FINRA.

On the topic of OWS: I hear they are mean to hard-working, non 1%ers going to work everyday. Heckling young people who got a good education and have a day job is not the way I see the movement making progress. Yes to hacky sac, no to misguided personal attacks.