Philosophy

i-think (1)

Securities rules and regulations require some deciphering. The language of rules sometimes conflicts with both common knowledge and examiner interpretation. We want to help you discover the real story: what examiners are interested in these days; which interpretations they're relying on; and what fellow small firms are doing to keep up.

i-think (2)

In this field where rules, regulations, interpretations, no-action letters, guidance, court rulings and regulatory responses number in the thousands and change daily, we do not mind saying, "I don't know but I'll find out." Even SRO coordinators and examiners are often overwhelmed by the enormity of the current state of securities regs. Imhoff Consulting Project is committed to finding the answer for you through research, not guesswork.

i-think (3)

Small firms such as those offering private placements, M&A services, and hedge funds do not usually require the fully automated services now being offered by large compliance firms. What they require is dedicated attention and personal service to assist, explain and solve.

i-think (4)

Imhoff Consulting Project wants to help. We love having close relationships with our clients and find that their satisfaction is the best reward of all. We're a small shop, but professional and fully-committed. Let us know if you'd like references; we're proud to share our success.